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Defined and implemented a code of conduct for securities markets matters

Our team drafted a tailored code of conduct for securities markets matters for several listed companies

Challenges

Listing of shares on a regulated market requires compliance with a set of rules related to the use and communication of information related to the company and compliance with a strict framework applicable to transactions on shares and related instruments.

Ensure the code of conduct details applicable requirements and concrete consequences for corporate officers, connected persons and insiders.

Solutions

Analysis of requirements applicable to the company related to its structure, activities and projects.

Proposal of implementation of procedures to prevent market abuse, including insider trading.

Drafting of a pragmatic, operational code of conduct for securities markets matters covering all matters related to the listing of company shares and implementing preventative measures in compliance with best market practices.

Single document covering all matters and issues: financial communication and management of insider information by the company (including differed disclosure and profit warning); confidentiality obligation for holders of insider information; determination of blackout periods (negative window periods); buyback programs; prohibited transactions; reporting obligations to the French Financial Markets Authority; setting up and management of lists of insiders, etc.

Benefits
& Opportunities

A tailor-made code of conduct for securities markets matters drafted to meet your operational needs and constraints.

A clear and straight-forward code of conduct, easily readable and accessible for all employees, staff and management of the group, designed to prevent risks related to the holding, communication or use of insider information.


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